ASSOCIATED INVESTMENT SERVICES, INC.

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UUIDf43b5a2b-e085-5e82-8be4-c4ffd4a2a6af

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:48

Updated2025-10-23 02:24:35

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	1464	1464	—	1.0
cik	0000020502	20502	—	—
sec_file_number	801-71639	801-71639	—	—

Profile

WebsiteHTTP://WWW.ASSOCIATEDBANK.COM

HQ CityGREEN BAY

HQ StateWI

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

ADV Metrics

Assets & Accounts

RAUM (total)1,000,633,569.0
RAUM (discretionary)0.0
Actionable assets196,448,453.0
Accounts5,050.0

Institutional Clients

Government AUM1,674,519.0
Pension AUM—
Charitable AUM1,662,352.0
HNW AUM192,244,812.0

As of 2025-06-13 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
ARNOLD, ANDREW JAMES	DIRECTOR, TREASURER	OFFICER	—	{"filing_id": "2017958", "owner_id": "7744204", "source": "adv_part1", "table": "Schedule_A_B"}
ASSOCIATED BANC-CORP	SOLE SHAREHOLDER	OFFICER	—	{"filing_id": "2017958", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
ASSOCIATED BANK, N.A.	SOLE SHAREHOLDER	OFFICER	—	{"filing_id": "2017958", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
ASSOCIATED TRUST COMPANY, N.A.	SOLE SHAREHOLDER	OFFICER	—	{"filing_id": "2017958", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
DELOYE, DENNIS MICHAEL	DIRECTOR, BOARD OF DIRECTORS	OFFICER	—	{"filing_id": "2017958", "owner_id": "7555524", "source": "adv_part1", "table": "Schedule_A_B"}
HLADIO, JAYNE CLARA	DIRECTOR, BOARD OF DIRECTORS	OFFICER	—	{"filing_id": "2017958", "owner_id": "2497546", "source": "adv_part1", "table": "Schedule_A_B"}
HOCHHOLZER, MICHAEL ROBERT	DIRECTOR, BOARD OF DIRECTORS	OFFICER	—	{"filing_id": "2017958", "owner_id": "2878493", "source": "adv_part1", "table": "Schedule_A_B"}
KUIPERS, MICHAEL DAVID	DIRECTOR, PRESIDENT & CEO	OFFICER	—	{"filing_id": "2017958", "owner_id": "2436388", "source": "adv_part1", "table": "Schedule_A_B"}
SORENSON, HEATH WILLIAM	CHAIRMAN, BOARD OF DIRECTORS	OFFICER	—	{"filing_id": "2017958", "owner_id": "4528655", "source": "adv_part1", "table": "Schedule_A_B"}
ZANDPOUR, STEVEN SIA	DIRECTOR, BOARD OF DIRECTORS	OFFICER	—	{"filing_id": "2017958", "owner_id": "7174720", "source": "adv_part1", "table": "Schedule_A_B"}
BIESE, JUSTIN MICHAEL	PRINCIPAL, FINANCIAL REPORTING	EMPLOYEE	—	{"filing_id": "2017958", "owner_id": "8134423", "source": "adv_part1", "table": "Schedule_A_B"}
CRAVILLION, BETH ANN	DIRECTOR OF SUPPORT SERVICES	EMPLOYEE	—	{"filing_id": "2017958", "owner_id": "4770231", "source": "adv_part1", "table": "Schedule_A_B"}
PECORA, ANTHONY PHILIP	CHIEF COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2017958", "owner_id": "2975013", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:35 • csv
```
{
  "date_submitted": "09/24/2025 04:17:05 PM",
  "filing_id": "2017958",
  "reg_type": "IA"
}
```