GREAT WATERS WEALTH MANAGEMENT

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UUIDf29685e2-d874-51ae-b524-1ef8a4931f8b

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:54

Updated2025-10-23 02:24:37

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	308215	308215	—	1.0
cik	0001964535	1964535	—	—
sec_file_number	801-123543	801-123543	—	—

Profile

Websitehttps://www.youtube.com/guardianretirement

HQ CitySHOREVIEW

HQ StateMN

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

GREAT WATERS FINANCIAL adv_part1

ADV Metrics

Assets & Accounts

RAUM (total)1,183,117,490.0
RAUM (discretionary)1,183,117,490.0
Actionable assets648,048,997.0
Accounts5,944.0

Institutional Clients

Government AUM—
Pension AUM—
Charitable AUM639,294.0
HNW AUM647,135,659.0

As of 2025-05-23 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
Arseneau, Maya, Ruth	CHIEF OF STAFF	OFFICER	—	{"filing_id": "2018519", "owner_id": "7862507", "source": "adv_part1", "table": "Schedule_A_B"}
FOULKS, NICHOLAS, CHRISTOPHER BENJAMIN	DIRECTOR OF COMMUNICATIONS STRATEGY	OFFICER	—	{"filing_id": "2018519", "owner_id": "6390644", "source": "adv_part1", "table": "Schedule_A_B"}
GREAT WATERS FINANCIAL MANAGEMENT	OWNER	OFFICER	—	{"filing_id": "2018519", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
HALVERSON FINANCIAL	OWNER	OFFICER	—	{"filing_id": "2018519", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
HALVERSON, JUSTIN, RAYMOND	CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2018519", "owner_id": "6273863", "source": "adv_part1", "table": "Schedule_A_B"}
Kohnen, Kersten, Joy	DIRECTOR OF PEOPLE & CULTURE	OFFICER	—	{"filing_id": "2018519", "owner_id": "7862521", "source": "adv_part1", "table": "Schedule_A_B"}
KOVAR, ELIJAH, REED	OWNER	OFFICER	—	{"filing_id": "2018519", "owner_id": "6282941", "source": "adv_part1", "table": "Schedule_A_B"}
PALUMBO, MICHAEL, JOSEPH	CHIEF EXECUTIVE OFFICER	OFFICER	—	{"filing_id": "2018519", "owner_id": "6272553", "source": "adv_part1", "table": "Schedule_A_B"}
PROVIDENCE FINANCIAL	OWNER	OFFICER	—	{"filing_id": "2018519", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
SCHWARTZ, MATTHEW, JOSEPH	ADVISOR, DIRECTOR OF CLIENT EXPERIENCE	OFFICER	—	{"filing_id": "2018519", "owner_id": "5904956", "source": "adv_part1", "table": "Schedule_A_B"}
SERONA GROUP	OWNER	OFFICER	—	{"filing_id": "2018519", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
Waller, Andrew, Leigh	DIRECTOR OF FINANCE	OFFICER	—	{"filing_id": "2018519", "owner_id": "8038782", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:37 • csv
```
{
  "date_submitted": "09/26/2025 03:45:59 PM",
  "filing_id": "2018519",
  "reg_type": "IA"
}
```