CITY NATIONAL ROCHDALE, LLC

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UUIDe892f98a-188a-5e0b-82bf-4d76322f44d3

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:50

Updated2025-10-23 02:24:34

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	117198	117198	—	1.0
sec_file_number	801-27265	801-27265	—	—

Profile

WebsiteHTTPS://WWW.CNR.COM/

HQ CityNEW YORK

HQ StateNY

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

CITY NATIONAL ROCHDALE adv_part1

ADV Metrics

Assets & Accounts

RAUM (total)68,177,828,012.0
RAUM (discretionary)68,120,093,078.0
Actionable assets68,020,410,773.0
Accounts41,300.0

Institutional Clients

Government AUM436,164,437.0
Pension AUM905,710,657.0
Charitable AUM1,889,853,087.0
HNW AUM45,478,084,887.0

As of 2025-04-24 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
BANUELOS, ALMA, DELIA	BOARD DIRECTOR	OFFICER	—	{"filing_id": "2006116", "owner_id": "4530705", "source": "adv_part1", "table": "Schedule_A_B"}
CITY NATIONAL BANK	MANAGING MEMBER OF CNR HOLDINGS, LLC	OFFICER	—	{"filing_id": "2006116", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
CITY NATIONAL ROCHDALE HOLDINGS, LLC.	MANAGING MEMBER	OFFICER	—	{"filing_id": "2006116", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
GIAQUINTO, GREGG, ROBERT	PRESIDENT & CHAIRMAN OF THE BOARD	OFFICER	—	{"filing_id": "2006116", "owner_id": "3182583", "source": "adv_part1", "table": "Schedule_A_B"}
LUKE, CHARLES, JUSTIN	CHIEF INVESTMENT OFFICER	OFFICER	—	{"filing_id": "2006116", "owner_id": "5419833", "source": "adv_part1", "table": "Schedule_A_B"}
O'KEEFFE, IVOR, PATRICK	BOARD DIRECTOR	OFFICER	—	{"filing_id": "2006116", "owner_id": "2397120", "source": "adv_part1", "table": "Schedule_A_B"}
RBC USA HOLDCO CORPORATION	OWNER	OFFICER	—	{"filing_id": "2006116", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
RICHARD, JULIE	CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2006116", "owner_id": "5387099", "source": "adv_part1", "table": "Schedule_A_B"}
Riley, Shawn, David	BOARD DIRECTOR	OFFICER	—	{"filing_id": "2006116", "owner_id": "7574191", "source": "adv_part1", "table": "Schedule_A_B"}
ROYAL BANK OF CANADA	ULTIMATE OWNER	OFFICER	—	{"filing_id": "2006116", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
Swankutty, Joby	BOARD DIRECTOR	OFFICER	—	{"filing_id": "2006116", "owner_id": "6616727", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:34 • csv
```
{
  "date_submitted": "09/15/2025 03:19:56 PM",
  "filing_id": "2006116",
  "reg_type": "IA"
}
```