1492 CAPITAL MANAGEMENT, LLC · Tank Allocator Loader

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1492 CAPITAL MANAGEMENT, LLC

UUIDdc087027-aa3b-5b97-9aae-60ab640af99e

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:51

Updated2025-10-23 02:24:35

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	148566	148566	—	1.0
cik	0001584087	1584087	—	—
sec_file_number	801-70447	801-70447	—	—

Profile

WebsiteHTTP://WWW.1492CAPITALMANAGEMENT.COM

HQ CityMILWAUKEE

HQ StateWI

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

ADV Metrics

Assets & Accounts

RAUM (total)220,388,507.0
RAUM (discretionary)220,388,507.0
Actionable assets216,580,987.0
Accounts101.0

Institutional Clients

Government AUM—
Pension AUM—
Charitable AUM24,597,675.0
HNW AUM126,614,137.0

As of 2025-03-25 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
BLAIR OAK INVESTMENTS, LP	GENERAL PARTNER	OFFICER	—	{"filing_id": "2016060", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
FROHNA, JOSEPH, ANTHONY	MANAGING MEMBER	OFFICER	—	{"filing_id": "2016060", "owner_id": "2545291", "source": "adv_part1", "table": "Schedule_A_B"}
HAWTHORNE PARTNERS	MEMBER	OFFICER	—	{"filing_id": "2016060", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
HAWTHORNE PARTNERS II	MANAGING MEMBER	OFFICER	—	{"filing_id": "2016060", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
HJP ACQUISITION L.P.	GENERAL PARTNER	OFFICER	—	{"filing_id": "2016060", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
HJP ACQUISITION, LP	GENERAL PARTNER	OFFICER	—	{"filing_id": "2016060", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
POSNER, HENRY	MEMBER	OFFICER	—	{"filing_id": "2016060", "owner_id": "6061705", "source": "adv_part1", "table": "Schedule_A_B"}
POSNER, JAMES	MEMBER	OFFICER	—	{"filing_id": "2016060", "owner_id": "6061710", "source": "adv_part1", "table": "Schedule_A_B"}
POSNER, PAUL	MEMBER	OFFICER	—	{"filing_id": "2016060", "owner_id": "6061709", "source": "adv_part1", "table": "Schedule_A_B"}
ROSETTA CAPITAL PARTNERS LP	GENERAL PARTNER	OFFICER	—	{"filing_id": "2016060", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
STRACKA, TIMOTHY, TERRILL	MANAGING MEMBER	OFFICER	—	{"filing_id": "2016060", "owner_id": "1241682", "source": "adv_part1", "table": "Schedule_A_B"}
WRIGHT, THOMAS, D	MEMBER	OFFICER	—	{"filing_id": "2016060", "owner_id": "5499967", "source": "adv_part1", "table": "Schedule_A_B"}
DALEY, KATHLEEN, A	CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER	EMPLOYEE	—	{"filing_id": "2016060", "owner_id": "2876949", "source": "adv_part1", "table": "Schedule_A_B"}
FRANCE, ADAM, MICHAEL	MEMBER	EMPLOYEE	—	{"filing_id": "2016060", "owner_id": "2921403", "source": "adv_part1", "table": "Schedule_A_B"}
HJP 2011, LLC	GENERAL PARTNER	EMPLOYEE	—	{"filing_id": "2016060", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
ROSETTA CAPITAL LLC	GENERAL PARTNER	EMPLOYEE	—	{"filing_id": "2016060", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:35 • csv
```
{
  "date_submitted": "09/15/2025 02:04:47 PM",
  "filing_id": "2016060",
  "reg_type": "IA"
}
```