COMMONWEALTH EQUITY SERVICES, LLC · Tank Allocator Loader

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COMMONWEALTH EQUITY SERVICES, LLC

UUIDdbfb1029-6eab-522d-aea9-69b3e706d07d

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:49

Updated2025-10-23 02:24:38

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	8032	8032	—	1.0
cik	0000312272	312272	—	—
sec_file_number	801-41541	801-41541	—	—

Profile

Websitehttps://www.slideshare.net/CommonwealthFinancialNetwork/

HQ CityWALTHAM

HQ StateMA

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

COMMONWEALTH FINANCIAL NETWORK adv_part1

ADV Metrics

Assets & Accounts

RAUM (total)209,735,339,476.0
RAUM (discretionary)203,269,761,254.0
Actionable assets108,927,857,913.0
Accounts671,650.0

Institutional Clients

Government AUM2,849,402,802.0
Pension AUM1,889,239,695.0
Charitable AUM1,220,216,325.0
HNW AUM98,900,875,715.0

As of 2025-04-23 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
1979 HOLDING COMPANY, LLC	MANAGING MEMBER	OFFICER	—	{"filing_id": "2014696", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
BLOOM, WAYNE MICHAEL	MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER	OFFICER	—	{"filing_id": "2014696", "owner_id": "2014352", "source": "adv_part1", "table": "Schedule_A_B"}
BOHS, JONATHAN CHRISTIAAN	MANAGING PRINCIPAL, OPERATIONS	OFFICER	—	{"filing_id": "2014696", "owner_id": "2308915", "source": "adv_part1", "table": "Schedule_A_B"}
CFN HOLDING COMPANY, LLC	MANAGING MEMBER	OFFICER	—	{"filing_id": "2014696", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
CFN VENTURES, LLC	MANAGING MEMBER	OFFICER	—	{"filing_id": "2014696", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
CLEASBY, JONATHAN C.	CHIEF FINANCIAL OFFICER	OFFICER	—	{"filing_id": "2014696", "owner_id": "5777356", "source": "adv_part1", "table": "Schedule_A_B"}
HANSEN, ALEXANDER WILLIAM	RIA CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2014696", "owner_id": "5972126", "source": "adv_part1", "table": "Schedule_A_B"}
HO, PEGGY LYNN	GENERAL COUNSEL, SENIOR VICE PRESIDENT	OFFICER	—	{"filing_id": "2014696", "owner_id": "5401546", "source": "adv_part1", "table": "Schedule_A_B"}
HORAN-ADAMS, KIRBY LEPAK	MANAGER	OFFICER	—	{"filing_id": "2014696", "owner_id": "5097259", "source": "adv_part1", "table": "Schedule_A_B"}
KLOMAN, CHRISTOPHER ANTHONY TRAPNELL	CHIEF OPERATIONS OFFICER, PRESIDENT	OFFICER	—	{"filing_id": "2014696", "owner_id": "4896179", "source": "adv_part1", "table": "Schedule_A_B"}
LPL FINANCIAL HOLDINGS INC.	SHAREHOLDER	OFFICER	—	{"filing_id": "2014696", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
LPL HOLDINGS, INC.	SHAREHOLDER	OFFICER	—	{"filing_id": "2014696", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
MCMILLAN, WILLIAM BRADFORD	MANAGING PRINCIPAL, CHIEF INVESTMENT OFFICER	OFFICER	—	{"filing_id": "2014696", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
MORRISON, STEVEN PHILIP	MANAGER	OFFICER	—	{"filing_id": "2014696", "owner_id": "4529345", "source": "adv_part1", "table": "Schedule_A_B"}
PRICE, BRIAN THOMAS	MANAGING PRINCIPAL, INVESTMENT MANAGEMENT AND RESEARCH	OFFICER	—	{"filing_id": "2014696", "owner_id": "4019817", "source": "adv_part1", "table": "Schedule_A_B"}
SUGDEN, MATTHEW JOHN	BD CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2014696", "owner_id": "4804647", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:38 • csv
```
{
  "date_submitted": "09/19/2025 10:03:12 AM",
  "filing_id": "2014696",
  "reg_type": "IA"
}
```