CAXTON (MONACO) S.A.M.

UUIDd11c98b0-2493-5427-8b69-ae526192d13d

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:59

Updated2025-10-23 02:24:29

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	313868	313868	—	1.0
lei	549300DLZDNDYDLHP227	549300DLZDNDYDLHP227	—	—
sec_file_number	802-131981	802-131981	—	—

HQ CityMONACO

HQ StateNone

HQ CountryMonaco

AUM (USD)—

AUM As OfNone

As of 2025-04-25 00:00:00 • Source ia09022025-exempt.xlsx

Name	Title	Role	Email	Evidence
BARRETT, IOMAR, PATRICK	SHAREHOLDER AND DIRECTOR	OFFICER	—	{"filing_id": "2010341", "owner_id": "7359712", "source": "adv_part1", "table": "Schedule_A_B"}
CAXTON ASSOCIATES LLP	SOLE SHAREHOLDER	OFFICER	—	{"filing_id": "2010341", "owner_id": "333153", "source": "adv_part1", "table": "Schedule_A_B"}
LAW, ANDREW, ERIC	CHAIRMAN, CHIEF EXECUTIVE OFFICER AND LIMITED PARTNER	OFFICER	—	{"filing_id": "2010341", "owner_id": "2961858", "source": "adv_part1", "table": "Schedule_A_B"}
METSOVITIS, EFSTATHIOS	SHAREHOLDER AND DIRECTOR	OFFICER	—	{"filing_id": "2010341", "owner_id": "5356173", "source": "adv_part1", "table": "Schedule_A_B"}
Mittal, Sugandh	SHAREHOLDER AND DIRECTOR	OFFICER	—	{"filing_id": "2010341", "owner_id": "6604174", "source": "adv_part1", "table": "Schedule_A_B"}
NICHOLLS, CHANELLE, LORRAINE	CHIEF FINANCIAL OFFICER	OFFICER	—	{"filing_id": "2010341", "owner_id": "7353703", "source": "adv_part1", "table": "Schedule_A_B"}
OHLY, BENJAMIN, STEPHAN	CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2010341", "owner_id": "6421218", "source": "adv_part1", "table": "Schedule_A_B"}
UNDERWOOD, ALEXANDER, MICHAEL	GENERAL COUNSEL	OFFICER	—	{"filing_id": "2010341", "owner_id": "7518658", "source": "adv_part1", "table": "Schedule_A_B"}
WADE, MATTHEW, DUNCAN	CHIEF OPERATING OFFICER, CHIEF RISK OFFICER, SHAREHOLDER AND DIRECTOR	OFFICER	—	{"filing_id": "2010341", "owner_id": "6468257", "source": "adv_part1", "table": "Schedule_A_B"}

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.