BMO CAPITAL MARKETS CORP.

UUIDc8f9b38b-eb8d-5cd9-8f99-d7464f20a8ce

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:49

Updated2025-10-23 02:24:36

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	16686	16686	—	1.0
lei	RUCOQBLBRPRCU4W1NE59	RUCOQBLBRPRCU4W1NE59	—	—
sec_file_number	801-73047	801-73047	—	—

HQ CityNEW YORK

HQ StateNY

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

As of 2025-03-28 00:00:00 • Source ia09022025.xlsx

Name	Title	Role	Email	Evidence
BANK OF MONTREAL	SHAREHOLDER	OFFICER	—	{"filing_id": "2015070", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
BMO FINANCIAL CORP.	SHAREHOLDER	OFFICER	—	{"filing_id": "2015070", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
BRICKLEY, THOMAS JOHN	FINANCIAL AND OPERATIONS PRINCIPAL	OFFICER	—	{"filing_id": "2015070", "owner_id": "3028843", "source": "adv_part1", "table": "Schedule_A_B"}
ESTEY, WARREN FRANCIS	MANAGING DIRECTOR, INVESTMENT BANKING	OFFICER	—	{"filing_id": "2015070", "owner_id": "3114183", "source": "adv_part1", "table": "Schedule_A_B"}
FORLENZA, MICHAEL	HEAD, CHIEF OPERATING OFFICER	OFFICER	—	{"filing_id": "2015070", "owner_id": "5886049", "source": "adv_part1", "table": "Schedule_A_B"}
KAHRAMAN, LEVENT	MANAGING DIRECTOR, GLOBAL MARKETS	OFFICER	—	{"filing_id": "2015070", "owner_id": "2802822", "source": "adv_part1", "table": "Schedule_A_B"}
WOODWARD, JOEL EDWARD	CHIEF FINANCIAL OFFICER	OFFICER	—	{"filing_id": "2015070", "owner_id": "5467904", "source": "adv_part1", "table": "Schedule_A_B"}
YUKILEVICH, DANIEL	CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2015070", "owner_id": "5635481", "source": "adv_part1", "table": "Schedule_A_B"}

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.