DWS INVESTMENT S.A.

UUIDbf041f26-0234-569a-a6d4-679cf2f05479

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:57

Updated2025-10-23 02:24:29

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	300838	300838	—	1.0
cik	0001767619	1767619	—	—
lei	549300L70BS183Y6ML67	549300L70BS183Y6ML67	—	—
sec_file_number	802-115197	802-115197	—	—

HQ CityLUXEMBOURG, LUXEMBOURG

HQ StateNone

HQ CountryLuxembourg

AUM (USD)—

AUM As OfNone

As of 2025-09-01 00:00:00 • Source ia09022025-exempt.xlsx

Name	Title	Role	Email	Evidence
BAUSCH, NATHALIE, EMILIE SERAPHINE	MANAGEMENT BOARD MEMBER (CEO)	OFFICER	—	{"filing_id": "2013497", "owner_id": "7091714", "source": "adv_part1", "table": "Schedule_A_B"}
BJURSTROEM, LEIF, A K	MANAGEMENT BOARD MEMBER	OFFICER	—	{"filing_id": "2013497", "owner_id": "2545284", "source": "adv_part1", "table": "Schedule_A_B"}
DB BETEILIGUNGS-HOLDING GMBH	SHAREHOLDER	OFFICER	—	{"filing_id": "2013497", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
DEUTSCHE BANK AG	SHAREHOLDER	OFFICER	—	{"filing_id": "2013497", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
DWS GROUP GMBH & CO. KGAA	SHAREHOLDER	OFFICER	—	{"filing_id": "2013497", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
Junglen, Stefan	MANAGEMENT BOARD MEMBER	OFFICER	—	{"filing_id": "2013497", "owner_id": "7225438", "source": "adv_part1", "table": "Schedule_A_B"}
Mohr, Michael	MANAGEMENT BOARD MEMBER	OFFICER	—	{"filing_id": "2013497", "owner_id": "7864516", "source": "adv_part1", "table": "Schedule_A_B"}
GLADOS, SEBASTIAN, PHILIPP	CHIEF COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2013497", "owner_id": "7091792", "source": "adv_part1", "table": "Schedule_A_B"}

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.