RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

UUIDabdba4a5-63ae-58dd-9b09-b67463e1a78f

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:51

Updated2025-10-23 02:24:35

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	149018	149018	—	1.0
sec_file_number	801-69815	801-69815	—	—

HQ CitySAINT PETERSBURG

HQ StateFL

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

As of 2025-06-30 00:00:00 • Source ia09022025.xlsx

Name	Title	Role	Email	Evidence
CURTIS, SCOTT	DIRECTOR	OFFICER	—	{"filing_id": "2017222", "owner_id": "1707935", "source": "adv_part1", "table": "Schedule_A_B"}
ELWYN, TASHTEGO, SPRING	DIRECTOR	OFFICER	—	{"filing_id": "2017222", "owner_id": "2319098", "source": "adv_part1", "table": "Schedule_A_B"}
FRULAND, ERIK, MILLS	DIRECTOR	OFFICER	—	{"filing_id": "2017222", "owner_id": "2179942", "source": "adv_part1", "table": "Schedule_A_B"}
GUICE, BROCK, AARON	SECRETARY	OFFICER	—	{"filing_id": "2017222", "owner_id": "2898784", "source": "adv_part1", "table": "Schedule_A_B"}
KRUCHTEN, STEPHEN, EDWARD	DIRECTOR	OFFICER	—	{"filing_id": "2017222", "owner_id": "1645287", "source": "adv_part1", "table": "Schedule_A_B"}
Martin, Philip, Roger	RIA CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2017222", "owner_id": "2613565", "source": "adv_part1", "table": "Schedule_A_B"}
RAYMOND JAMES FINANCIAL, INC.	CORPORATION	OFFICER	—	{"filing_id": "2017222", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
REID, SHANNON, BELVEAL	DIRECTOR; PRESIDENT; CHIEF EXECUTIVE OFFICER	OFFICER	—	{"filing_id": "2017222", "owner_id": "4815189", "source": "adv_part1", "table": "Schedule_A_B"}
RUST, KEITH, GREGORY	DIRECTOR	OFFICER	—	{"filing_id": "2017222", "owner_id": "5915636", "source": "adv_part1", "table": "Schedule_A_B"}
SANTELLI, JONATHAN	GENERAL COUNSEL	EMPLOYEE	—	{"filing_id": "2017222", "owner_id": "6306997", "source": "adv_part1", "table": "Schedule_A_B"}

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.