BNY MELLON SECURITIES CORPORATION

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UUID9ef9926e-5bba-5e62-a269-415365d666ad

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:48

Updated2025-10-23 02:24:36

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	231	231	—	1.0
cik	0000277871	277871	—	—
sec_file_number	801-54739	801-54739	—	—

Profile

WebsiteHTTPS://WWW.BNY.COM/INVESTMENTS

HQ CityNEW YORK

HQ StateNY

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

ADV Metrics

Assets & Accounts

RAUM (total)7,139,421,698.0
RAUM (discretionary)701,258,256.0
Actionable assets680,176,212.0
Accounts3,823.0

Institutional Clients

Government AUM0.0
Pension AUM15,020,175.0
Charitable AUM21,453,694.0
HNW AUM351,750,735.0

As of 2025-04-04 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
BNY MELLON IHC, LLC	OWNER	OFFICER	—	{"filing_id": "2017055", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
BNY MELLON INVESTMENT ADVISER, INC.	DIRECT OWNER	OFFICER	—	{"filing_id": "2017055", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
BRADLE, KENNETH JAMES	PRESIDENT AND DIRECTOR	OFFICER	—	{"filing_id": "2017055", "owner_id": "1827956", "source": "adv_part1", "table": "Schedule_A_B"}
DIPETRILLO, DAVID JOHN	EXECUTIVE VICE PRESIDENT AND DIRECTOR	OFFICER	—	{"filing_id": "2017055", "owner_id": "4904926", "source": "adv_part1", "table": "Schedule_A_B"}
MBC INVESTMENT CORPORATION	OWNER	OFFICER	—	{"filing_id": "2017055", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
PAPADOULIS, IRENE DESPINA	EXECTUVE VICE PRESIDENT AND DIRECTOR	OFFICER	—	{"filing_id": "2017055", "owner_id": "733025", "source": "adv_part1", "table": "Schedule_A_B"}
SACCONE, ROBERT BRIAN	CHIEF COMPLIANCE OFFICER (BROKERDEALER)	OFFICER	—	{"filing_id": "2017055", "owner_id": "1114349", "source": "adv_part1", "table": "Schedule_A_B"}
THE BANK OF NEW YORK MELLON CORPORATION	OWNER	OFFICER	—	{"filing_id": "2017055", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
MARQUIT, HAL ROBERT	ROSFP (SROP/CROP) & MUNICIPAL SECURITIES PRINCIPAL	EMPLOYEE	—	{"filing_id": "2017055", "owner_id": "1530120", "source": "adv_part1", "table": "Schedule_A_B"}
PASQUALE, GREGORY JOHN	CHIEF FINANCIAL OFFICER & TREASURER & FINOP	EMPLOYEE	—	{"filing_id": "2017055", "owner_id": "6562167", "source": "adv_part1", "table": "Schedule_A_B"}
ROBINSON, SCOTT JARED	CHIEF LEGAL OFFICER	EMPLOYEE	—	{"filing_id": "2017055", "owner_id": "5396859", "source": "adv_part1", "table": "Schedule_A_B"}
SQUILLACE, JOHN	CHIEF COMPLIANCE OFFICER (INVESTMENT ADVISORY BUSINESS)	EMPLOYEE	—	{"filing_id": "2017055", "owner_id": "5504616", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:36 • csv
```
{
  "date_submitted": "09/19/2025 01:30:18 PM",
  "filing_id": "2017055",
  "reg_type": "IA"
}
```