ASHTON THOMAS PRIVATE WEALTH, LLC

← Back to list

UUID9dbbd254-70ec-56fc-85d9-a558699340a3

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:51

Updated2025-10-23 02:24:35

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	153902	153902	—	1.0
sec_file_number	801-71512	801-71512	—	—

Profile

WebsiteHTTPS://WWW.LINKEDIN.COM/COMPANY/ASHTON-THOMAS-PRIVATE-WEALTH/

HQ CitySCOTTSDALE

HQ StateAZ

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

ASHTON THOMAS PRIVATE WEALTH adv_part1

ADV Metrics

Assets & Accounts

RAUM (total)4,051,333,740.0
RAUM (discretionary)4,046,646,724.0
Actionable assets3,481,292,078.0
Accounts6,733.0

Institutional Clients

Government AUM7,660,547.0
Pension AUM10,124,867.0
Charitable AUM43,910,709.0
HNW AUM3,367,152,580.0

As of 2025-06-11 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
ARAX BUSINESS TRUST	MEMBER	OFFICER	—	{"filing_id": "2016723", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
ARAX INVESTMENT PARTNERS, LLC	MEMBER	OFFICER	—	{"filing_id": "2016723", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
ARAX MIDCO, LLC	MEMBER	OFFICER	—	{"filing_id": "2016723", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
ARAX WEALTH MANAGEMENT, LLC	MEMBER	OFFICER	—	{"filing_id": "2016723", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
ASHTON THOMAS MANAGEMENT LLC	MEMBER	OFFICER	—	{"filing_id": "2016723", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
Bloudek, Erica	COO	OFFICER	—	{"filing_id": "2016723", "owner_id": "4758692", "source": "adv_part1", "table": "Schedule_A_B"}
BRODT, AARON, PAUL	CEO	OFFICER	—	{"filing_id": "2016723", "owner_id": "5017914", "source": "adv_part1", "table": "Schedule_A_B"}
GORNEY, DRINAN, J.	CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL	OFFICER	—	{"filing_id": "2016723", "owner_id": "8011970", "source": "adv_part1", "table": "Schedule_A_B"}
HANA HOLDINGS, LLC	MEMBER	OFFICER	—	{"filing_id": "2016723", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC	TRUSTEE	OFFICER	—	{"filing_id": "2016723", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
WEALTHVISION, LLC	MEMBER	OFFICER	—	{"filing_id": "2016723", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
Brodt, Heidi, Maria	BUSINESS MANAGER	EMPLOYEE	—	{"filing_id": "2016723", "owner_id": "6671739", "source": "adv_part1", "table": "Schedule_A_B"}
HATFIELD, DAVID, T.	CHIEF TECHNOLOGY OFFICER	EMPLOYEE	—	{"filing_id": "2016723", "owner_id": "6196051", "source": "adv_part1", "table": "Schedule_A_B"}
Schlanger, Cynthia-Elaine, Leal	CHIEF COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2016723", "owner_id": "5767772", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:35 • csv
```
{
  "date_submitted": "09/17/2025 06:00:05 PM",
  "filing_id": "2016723",
  "reg_type": "IA"
}
```