MLC ASSET MANAGEMENT US LLC

UUID79657700-d49a-5cd1-b44f-79635ce51a35

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:55

Updated2025-10-23 02:24:37

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Authority	Identifier	Display	As Of	Confidence
adv_crd	314738	314738	—	1.0
sec_file_number	801-121396	801-121396	—	—

Website—

HQ CityNEW YORK

HQ StateNY

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

As of 2024-09-25 00:00:00 • Source ia09022025.xlsx

Name	Title	Role	Email	Evidence
HARDIMAN, JOSEPH, WILLIAM	MEMBER OF BOARD OF MANAGERS	OFFICER	—	{"filing_id": "2017117", "owner_id": "1640943", "source": "adv_part1", "table": "Schedule_A_B"}
INSIGNIA FINANCIAL LIMITED	OWNER	OFFICER	—	{"filing_id": "2017117", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
JONES, SCOTT, CRAVEN	MEMBER OF BOARD OF MANAGERS	OFFICER	—	{"filing_id": "2017117", "owner_id": "2293400", "source": "adv_part1", "table": "Schedule_A_B"}
Khan, Amna, Sophia	MEMBER OF BOARD OF MANAGERS	OFFICER	—	{"filing_id": "2017117", "owner_id": "7424673", "source": "adv_part1", "table": "Schedule_A_B"}
MLC ASSET MANAGEMENT HOLDINGS LIMITED	OWNER	OFFICER	—	{"filing_id": "2017117", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
MLC WEALTH LTD	OWNER	OFFICER	—	{"filing_id": "2017117", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
DIBARTOLO, JOSEPH, MAURICE	CHIEF COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2017117", "owner_id": "1626360", "source": "adv_part1", "table": "Schedule_A_B"}

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.