ALLIES CAPITAL MANAGEMENT, LLC

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UUID6fd69c7a-eded-54f8-a014-7ab172505cc4

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:56

Updated2025-10-23 02:24:37

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	319640	319640	—	1.0
sec_file_number	801-125888	801-125888	—	—

Profile

Website—

HQ CityNEW YORK

HQ StateNY

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

ALLIES CAPITAL MANAGEMENT adv_part1

ADV Metrics

Assets & Accounts

RAUM (total)25,000,000.0
RAUM (discretionary)25,000,000.0
Actionable assets25,000,000.0
Accounts1.0

Institutional Clients

Government AUM—
Pension AUM—
Charitable AUM—
HNW AUM—

As of 2025-03-19 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
KLEIN, MICHAEL	CHIEF EXECUTIVE OFFICER	OFFICER	—	{"filing_id": "2015142", "owner_id": "1890478", "source": "adv_part1", "table": "Schedule_A_B"}
M. KLEIN ASSOCIATES, LLC	OWNER	OFFICER	—	{"filing_id": "2015142", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
AYRES, TIFFANY, ANN	CHIEF COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2015142", "owner_id": "5211563", "source": "adv_part1", "table": "Schedule_A_B"}

Name

Title

Role

Evidence

KLEIN, MICHAEL

CHIEF EXECUTIVE OFFICER

OFFICER

—

{"filing_id": "2015142", "owner_id": "1890478", "source": "adv_part1", "table": "Schedule_A_B"}

M. KLEIN ASSOCIATES, LLC

OWNER

OFFICER

—

{"filing_id": "2015142", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}

AYRES, TIFFANY, ANN

CHIEF COMPLIANCE OFFICER

EMPLOYEE

—

{"filing_id": "2015142", "owner_id": "5211563", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:37 • csv
```
{
  "date_submitted": "09/16/2025 01:47:53 PM",
  "filing_id": "2015142",
  "reg_type": "IA"
}
```

ALLIES CAPITAL MANAGEMENT, LLC

Available Loaders

SEC Form ADV (XLSX Metrics)

SEC Form ADV Part 1 (Bulk)

Identifiers

Profile

ADV Metrics

Assets & Accounts

Institutional Clients

People

Outbound Affiliations

Inbound Affiliations

Evidence

adv_part1