NORTHERN TRUST INVESTMENTS, INCORPORATED · Tank Allocator Loader

← Back to list

NORTHERN TRUST INVESTMENTS, INCORPORATED

UUID5ec3f48e-c504-5377-b7a9-1444703d4345

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:49

Updated2025-10-23 02:24:32

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	105780	105780	—	1.0
cik	0001256909	1256909	—	—
lei	BEL4B8X7EHJU845Y2N39	BEL4B8X7EHJU845Y2N39	—	—
sec_file_number	801-33358	801-33358	—	—

Profile

Websitehttps://www.capitalmarketassumptions.com

HQ CityCHICAGO

HQ StateIL

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

ADV Metrics

Assets & Accounts

RAUM (total)1,114,770,223,733.0
RAUM (discretionary)1,114,770,223,733.0
Actionable assets1,106,623,214,037.0
Accounts41,475.0

Institutional Clients

Government AUM—
Pension AUM96,110,649,515.0
Charitable AUM33,306,846,834.0
HNW AUM71,451,112,068.0

As of 2025-06-18 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
BAHUGUNA, ANWITI	EXECUTIVE VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER	OFFICER	—	{"filing_id": "2018880", "owner_id": "5776487", "source": "adv_part1", "table": "Schedule_A_B"}
CARROLL, STEPHEN, ELLIOTT	SENIOR VICE PRESIDENT/CHIEF FINANCIAL OFFICER/TREASURER	OFFICER	—	{"filing_id": "2018880", "owner_id": "7671298", "source": "adv_part1", "table": "Schedule_A_B"}
DELP, LYENDA, SIMPSON	EXECUTIVE VICE PRESIDENT/DIRECTOR	OFFICER	—	{"filing_id": "2018880", "owner_id": "4304402", "source": "adv_part1", "table": "Schedule_A_B"}
HAWKINS, SHERI, BARKER	EXECUTIVE VICE PRESIDENT/DIRECTOR	OFFICER	—	{"filing_id": "2018880", "owner_id": "6277480", "source": "adv_part1", "table": "Schedule_A_B"}
HUNSTAD, MICHAEL, RYAN	CHAIRMEN/PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR	OFFICER	—	{"filing_id": "2018880", "owner_id": "8114905", "source": "adv_part1", "table": "Schedule_A_B"}
KAR, PAULAMI	EXECUTIVE VICE PRESIDENT/DIRECTOR	OFFICER	—	{"filing_id": "2018880", "owner_id": "7815331", "source": "adv_part1", "table": "Schedule_A_B"}
KUMAR, ARCHANA	EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER/DIRECTOR	OFFICER	—	{"filing_id": "2018880", "owner_id": "6919463", "source": "adv_part1", "table": "Schedule_A_B"}
NORTHERN TRUST CORPORATION	SHAREHOLDER	OFFICER	—	{"filing_id": "2018880", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
ROTH, CHRISTIAN, GORDON	EXECUTIVE VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER	OFFICER	—	{"filing_id": "2018880", "owner_id": "1744854", "source": "adv_part1", "table": "Schedule_A_B"}
THE NORTHERN TRUST COMPANY	SHAREHOLDER	OFFICER	—	{"filing_id": "2018880", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
THOMAS, SUNITHA, CHERIAN	SENIOR VICE PRESIDENT/HEAD OF WEALTH & INTERMEDIARY CLIENT GROUP/DIRECTOR	OFFICER	—	{"filing_id": "2018880", "owner_id": "7881171", "source": "adv_part1", "table": "Schedule_A_B"}
CARBERRY, CRAIG, RICHARD	CHIEF LEGAL OFFICER/SECRETARY	EMPLOYEE	—	{"filing_id": "2018880", "owner_id": "2075889", "source": "adv_part1", "table": "Schedule_A_B"}
DIWAN, KAPINDER	SENIOR VICE PRESIDENT/BUSINESS UNIT CHIEF INFORMATION SECURITY OFFICER	EMPLOYEE	—	{"filing_id": "2018880", "owner_id": "6438266", "source": "adv_part1", "table": "Schedule_A_B"}
JOSHI, KAUSHAL, HARSHAD	SENIOR VICE PRESIDENT/CHIEF INFORMATION OFFICER	EMPLOYEE	—	{"filing_id": "2018880", "owner_id": "6820948", "source": "adv_part1", "table": "Schedule_A_B"}
MCINERNEY, JOSEPH, WALLACE	SENIOR VICE PRESIDENT/CHIEF RISK OFFICER	EMPLOYEE	—	{"filing_id": "2018880", "owner_id": "5037147", "source": "adv_part1", "table": "Schedule_A_B"}
TEUFEL, MAYA, GEORGIEVA	SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2018880", "owner_id": "6296785", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:32 • csv
```
{
  "date_submitted": "09/29/2025 05:18:20 PM",
  "filing_id": "2018880",
  "reg_type": "IA"
}
```