AEGON USA INVESTMENT MANAGEMENT, LLC

UUID40d4f923-7e2a-525e-9d71-6273c4565661

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:50

Updated2025-10-23 02:24:34

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	114537	114537	—	1.0
cik	0001454937	1454937	—	—
lei	4DJIF67XTB552L0E3L78	4DJIF67XTB552L0E3L78	—	—
sec_file_number	801-60667	801-60667	—	—

HQ CityCEDAR RAPIDS

HQ StateIA

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

As of 2025-03-28 00:00:00 • Source ia09022025.xlsx

Name	Title	Role	Email	Evidence
AEGON INTERNATIONAL B.V.	OWNER	OFFICER	—	{"filing_id": "2011260", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
AEGON LTD.	OWNER	OFFICER	—	{"filing_id": "2011260", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
AEGON USA ASSET MANAGEMENT HOLDING, LLC	MEMBER	OFFICER	—	{"filing_id": "2011260", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
AUSA HOLDING, LLC	OWNER	OFFICER	—	{"filing_id": "2011260", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
OSTERHAUS, LARA, ANN	ELECTED MANAGER	OFFICER	—	{"filing_id": "2011260", "owner_id": "7345681", "source": "adv_part1", "table": "Schedule_A_B"}
SHINE, SCOTT, CHRISTOPHER	ELECTED MANAGER	OFFICER	—	{"filing_id": "2011260", "owner_id": "4893686", "source": "adv_part1", "table": "Schedule_A_B"}
THOMPSON, CHRISTOPHER, C	ELECTED MANAGER	OFFICER	—	{"filing_id": "2011260", "owner_id": "1842220", "source": "adv_part1", "table": "Schedule_A_B"}
TRANSAMERICA CORPORATION	OWNER	OFFICER	—	{"filing_id": "2011260", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
JONES, STEPHEN, JAMES MARSHALL	AAM CIO, FIXED INCOME, EQUITY AND MULTI-ASSET	EMPLOYEE	—	{"filing_id": "2011260", "owner_id": "6841737", "source": "adv_part1", "table": "Schedule_A_B"}
SAYRE, ALINA	CHIEF COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2011260", "owner_id": "4713184", "source": "adv_part1", "table": "Schedule_A_B"}

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.