WILLOW FINANCIAL LLC

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UUID3fd97ccf-a010-5081-b7a3-8affc30689b0

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:55

Updated2025-10-23 02:24:37

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	325785	325785	—	1.0
sec_file_number	801-131403	801-131403	—	—

Profile

Websitehttp://www.willowfinancialnwa.com/

HQ CityROGERS

HQ StateAR

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

WILLOW adv_part1

ADV Metrics

Assets & Accounts

RAUM (total)110,146,108.0
RAUM (discretionary)110,146,108.0
Actionable assets69,955,101.0
Accounts326.0

Institutional Clients

Government AUM—
Pension AUM—
Charitable AUM—
HNW AUM69,955,101.0

As of 2025-03-07 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
Derden, Madison, Elizabeth	MEMBER, FINANCIAL ADVISOR	OFFICER	—	{"filing_id": "2011679", "owner_id": "6968144", "source": "adv_part1", "table": "Schedule_A_B"}
KAPLER, PHILIP, A	MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2011679", "owner_id": "6429605", "source": "adv_part1", "table": "Schedule_A_B"}
SCHMITT, STEVEN, MICHAEL	MANAGING MEMBER / PRINCIPAL	OFFICER	—	{"filing_id": "2011679", "owner_id": "5450875", "source": "adv_part1", "table": "Schedule_A_B"}

Name

Title

Role

Evidence

Derden, Madison, Elizabeth

MEMBER, FINANCIAL ADVISOR

OFFICER

—

{"filing_id": "2011679", "owner_id": "6968144", "source": "adv_part1", "table": "Schedule_A_B"}

KAPLER, PHILIP, A

MEMBER / PRINCIPAL AND CHIEF COMPLIANCE OFFICER

OFFICER

—

{"filing_id": "2011679", "owner_id": "6429605", "source": "adv_part1", "table": "Schedule_A_B"}

SCHMITT, STEVEN, MICHAEL

MANAGING MEMBER / PRINCIPAL

OFFICER

—

{"filing_id": "2011679", "owner_id": "5450875", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:37 • csv
```
{
  "date_submitted": "09/02/2025 01:46:09 PM",
  "filing_id": "2011679",
  "reg_type": "IA"
}
```

WILLOW FINANCIAL LLC

Available Loaders

SEC Form ADV (XLSX Metrics)

SEC Form ADV Part 1 (Bulk)

Identifiers

Profile

ADV Metrics

Assets & Accounts

Institutional Clients

People

Outbound Affiliations

Inbound Affiliations

Evidence

adv_part1