WILMINGTON CAPITAL SECURITIES, LLC

UUID3dab4508-30ef-5f87-8fc7-34ad91d770c5

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:50

Updated2025-10-23 02:24:34

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	133839	133839	—	1.0
lei	254900CO4441R7ZLHN85	254900CO4441R7ZLHN85	—	—
sec_file_number	801-101483	801-101483	—	—

HQ CityGARDEN CITY

HQ StateNY

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

As of 2025-03-31 00:00:00 • Source ia09022025.xlsx

Name	Title	Role	Email	Evidence
COLUMBO, JOSEPH DONALD	CHAIRMAN OF BROKER DEALER, MANAGING MEMBER	OFFICER	—	{"filing_id": "2018941", "owner_id": "823524", "source": "adv_part1", "table": "Schedule_A_B"}
DORUSHKIN, RONALD BRETT	CEO OF BROKER DEALER AND INVESTMENT ADVISOR, MANAGING MEMBER	OFFICER	—	{"filing_id": "2018941", "owner_id": "2245185", "source": "adv_part1", "table": "Schedule_A_B"}
MIKES, JOHN	PRESIDENT OF BROKER DEALER, MANAGING MEMBER	OFFICER	—	{"filing_id": "2018941", "owner_id": "2458544", "source": "adv_part1", "table": "Schedule_A_B"}
WILMINGTON CAPITAL GROUP, INC.	PARENT COMPANY	OFFICER	—	{"filing_id": "2018941", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
LEE, DENNIS PETER	CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER OF BROKER DEALER AND INVESTMENT ADVISOR, REGISTERED OPTIONS PRINCIPAL	EMPLOYEE	—	{"filing_id": "2018941", "owner_id": "6008539", "source": "adv_part1", "table": "Schedule_A_B"}
VITTOR, GREG TODD	FINOP, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER	EMPLOYEE	—	{"filing_id": "2018941", "owner_id": "1864219", "source": "adv_part1", "table": "Schedule_A_B"}

Relation	Organization	Last Updated	Evidence
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Relation	Organization	Last Updated	Evidence
No inbound affiliations.