MONEY CONCEPTS CAPITAL CORP

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UUID3b8bec11-777d-5eca-bd63-b095daa66a6f

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:49

Updated2025-10-23 02:24:34

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	12963	12963	—	1.0
cik	0000716851	716851	—	—
sec_file_number	801-39736	801-39736	—	—

Profile

WebsiteHTTPS://WWW.FACEBOOK.COM/MONEYCONCEPTS

HQ CityPALM BEACH GARDENS

HQ StateFL

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

MONEY CONCEPTS ADVISORY SERVICE adv_part1
MONEY CONCEPTS CAPITAL CORP. adv_part1_schedule_d_6a

ADV Metrics

Assets & Accounts

RAUM (total)3,328,625,395.0
RAUM (discretionary)2,003,791,070.0
Actionable assets882,845,139.0
Accounts14,898.0

Institutional Clients

Government AUM0.0
Pension AUM33,543,254.0
Charitable AUM8,550,869.0
HNW AUM820,298,872.0

As of 2025-03-20 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
MONEY CONCEPTS INTERNATIONAL, INC	OWNS 100% OF MONEY CONCEPTS CAPITAL CORP.	OFFICER	—	{"filing_id": "2017303", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
WALSH, DENIS STEPHEN	PRESIDENT \| CHIEF EXECUTIVE OFFICER	OFFICER	—	{"filing_id": "2017303", "owner_id": "1124278", "source": "adv_part1", "table": "Schedule_A_B"}
WIN CLASS A STOCK TRUST, DENIS WALSH TTEE	SHAREHOLDER	OFFICER	—	{"filing_id": "2017303", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
WORLD INVESTMENT NETWORK, INC.	SHAREHOLDER	OFFICER	—	{"filing_id": "2017303", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
BARNETT, CHERYL MORRIS	VICE PRESIDENT \| COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2017303", "owner_id": "1795785", "source": "adv_part1", "table": "Schedule_A_B"}
MULLIS, ROBERT E	VICE PRESIDENT \| ACCOUNT SERVICES	EMPLOYEE	—	{"filing_id": "2017303", "owner_id": "5823174", "source": "adv_part1", "table": "Schedule_A_B"}
PERLOW, LIZA MARIA	VICE PRESIDENT \| COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2017303", "owner_id": "4371969", "source": "adv_part1", "table": "Schedule_A_B"}
RITTMAN, BARRY RICHARD	VICE PRESIDENT \| CHIEF FINANCIAL OFFICER	EMPLOYEE	—	{"filing_id": "2017303", "owner_id": "1997994", "source": "adv_part1", "table": "Schedule_A_B"}
WALSH, JAMES EDWARD	VICE PRESIDENT \| ADVERTISING AND COMMUNICATIONS	EMPLOYEE	—	{"filing_id": "2017303", "owner_id": "2275368", "source": "adv_part1", "table": "Schedule_A_B"}
WALSH, MARY THERESE	SR VICE PRESIDENT \| CHIEF COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2017303", "owner_id": "2829444", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:34 • csv
```
{
  "date_submitted": "09/22/2025 12:11:10 PM",
  "filing_id": "2017303",
  "reg_type": "IA"
}
```