ALPHA ONE ASSET MANAGEMENT LLC · Tank Allocator Loader

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ALPHA ONE ASSET MANAGEMENT LLC

UUID394d840e-01e4-5727-ad16-91fff3998aff

TypeASSET_MANAGER

Status—

Created2025-10-23 02:24:31

Updated2025-10-23 02:24:31

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	338725	338725	—	1.0

Profile

Website—

HQ CityPASADENA

HQ StateCA

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

People

Name	Title	Role	Email	Evidence
Bromberg, Matthew	SECRETARY AND GENERAL COUNSEL	OFFICER	—	{"filing_id": "2015148", "owner_id": "2918130", "source": "adv_part1", "table": "Schedule_A_B"}
EDWARD AND JEAN WEDBUSH FAMILY TRUST	SOLE MEMBER	OFFICER	—	{"filing_id": "2015148", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
Kirkman, Samantha	CHIEF FINANCIAL OFFICER	OFFICER	—	{"filing_id": "2015148", "owner_id": "6892438", "source": "adv_part1", "table": "Schedule_A_B"}
PAULINO, FRANCIS, N	MANAGING DIRECTOR	OFFICER	—	{"filing_id": "2015148", "owner_id": "4023588", "source": "adv_part1", "table": "Schedule_A_B"}
PRESTON, ERIN, KATHLEEN	CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2015148", "owner_id": "5314250", "source": "adv_part1", "table": "Schedule_A_B"}
THE BRYN MAWR TRUST COMPANY OF DELAWARE	TRUSTEE	OFFICER	—	{"filing_id": "2015148", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
WEDBUSH FINANCIAL SERVICES LLC	MEMBER	OFFICER	—	{"filing_id": "2015148", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
WHITE, KEVIN, DONALD	CHIEF EXECUTIVE OFFICER AND PRESIDENT	OFFICER	—	{"filing_id": "2015148", "owner_id": "1600041", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/ERA_ADV_Base_20250901_20250930.csv 2025-10-23 02:24:31 • csv
```
{
  "date_submitted": "09/29/2025",
  "filing_id": "2015148",
  "reg_type": "ERA"
}
```