HILLTOP SECURITIES INC.

UUID34f6867f-09cb-5806-9bdb-f9d8802db39d

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:48

Updated2025-10-23 02:23:48

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	6220	6220	—	1.0
cik	0000891055	891055	—	—
lei	549300IXU82PMU6XZT45	549300IXU82PMU6XZT45	—	—
sec_file_number	801-55529	801-55529	—	—

HQ CityDALLAS

HQ StateTX

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

As of 2025-03-26 00:00:00 • Source ia09022025.xlsx

Name	Title	Role	Email	Evidence
No people recorded.

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

No evidence recorded for this organization yet.