CORINTHIA MANAGEMENT (US) LLC
Available Loaders
Identifiers
| Authority | Identifier | Display | As Of | Confidence |
|---|---|---|---|---|
| adv_crd | 332982 | 332982 | — | 1.0 |
| sec_file_number | 801-131315 | 801-131315 | — | — |
Profile
Aliases:
- CORINTHIA GLOBAL MANAGEMENT adv_part1
ADV Metrics
Assets & Accounts
- RAUM (total)275,000,000.0
- RAUM (discretionary)275,000,000.0
- Actionable assets275,000,000.0
- Accounts3.0
Institutional Clients
- Government AUM—
- Pension AUM—
- Charitable AUM—
- HNW AUM—
People
| Name | Title | Role | Evidence | |
|---|---|---|---|---|
| BALL, ELIZABETH, MARY LOUISE | GENERAL COUNSEL / HEAD OF LEGAL | OFFICER | — | {"filing_id": "2009697", "owner_id": "7981631", "source": "adv_part1", "table": "Schedule_A_B"} |
| CORINTHIA GLOBAL MANAGEMENT HOLDINGS LIMITED | OWNER | OFFICER | — | {"filing_id": "2009697", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"} |
| FOWLER, IAN, MURRAY | CHIEF EXECUTIVE OFFICER | OFFICER | — | {"filing_id": "2009697", "owner_id": "7981630", "source": "adv_part1", "table": "Schedule_A_B"} |
| LUDWIG, STEVEN, CHARLES | CHIEF COMPLIANCE OFFICER | OFFICER | — | {"filing_id": "2009697", "owner_id": "2440911", "source": "adv_part1", "table": "Schedule_A_B"} |
| NOMURA CMG HOLDINGS LIMITED | OWNER | OFFICER | — | {"filing_id": "2009697", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"} |
| NOMURA HOLDINGS, INC. | OWNER | OFFICER | — | {"filing_id": "2009697", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"} |
| TUCKER, KELSEY, THERESA | CHIEF OPERATING OFFICER | OFFICER | — | {"filing_id": "2009697", "owner_id": "6029741", "source": "adv_part1", "table": "Schedule_A_B"} |
Outbound Affiliations
| Relation | Organization | Last Updated | Evidence |
|---|---|---|---|
| No outbound affiliations. | |||
Inbound Affiliations
| Relation | Organization | Last Updated | Evidence |
|---|---|---|---|
| No inbound affiliations. | |||
Evidence
adv_part1
-
data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv
{ "date_submitted": "09/24/2025 04:01:11 PM", "filing_id": "2009697", "reg_type": "IA" }