AFFIANCE FINANCIAL LLC

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UUID24b280d8-a70a-5c16-8099-9c298e1db051

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:49

Updated2025-10-23 02:24:33

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	113200	113200	—	1.0
cik	0001723681	1723681	—	—
sec_file_number	801-78208	801-78208	—	—

Profile

WebsiteHTTP://WWW.AFFIANCEFINANCIAL.COM

HQ CityST. LOUIS PARK

HQ StateMN

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

ADV Metrics

Assets & Accounts

RAUM (total)1,145,705,199.0
RAUM (discretionary)1,074,411,386.0
Actionable assets840,256,468.0
Accounts3,799.0

Institutional Clients

Government AUM0.0
Pension AUM2,749,692.0
Charitable AUM0.0
HNW AUM837,506,776.0

As of 2025-04-21 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
AFFIANCE FINANCIAL INC	MEMBER	OFFICER	—	{"filing_id": "2018949", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
BERG, KYLE, SCOTT	MANAGING MEMBER	OFFICER	—	{"filing_id": "2018949", "owner_id": "6186536", "source": "adv_part1", "table": "Schedule_A_B"}
GAMEFISH, INC.	MEMBER	OFFICER	—	{"filing_id": "2018949", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
LEAR, DANIEL, ZAVIE	MANAGING MEMBER	OFFICER	—	{"filing_id": "2018949", "owner_id": "6201645", "source": "adv_part1", "table": "Schedule_A_B"}
LEAR, STEVEN, MICHAEL	SHAREHOLDER	OFFICER	—	{"filing_id": "2018949", "owner_id": "708089", "source": "adv_part1", "table": "Schedule_A_B"}
UNGER, ERIC, STEVEN	MANAGING MEMBER	OFFICER	—	{"filing_id": "2018949", "owner_id": "5198629", "source": "adv_part1", "table": "Schedule_A_B"}
CEDARS POINT, LLC	MEMBER	EMPLOYEE	—	{"filing_id": "2018949", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
FISHMAN, ANDREW, BERT	MANAGING MEMBER	EMPLOYEE	—	{"filing_id": "2018949", "owner_id": "2614044", "source": "adv_part1", "table": "Schedule_A_B"}
WARBERG CAPITAL, LLC	MEMBER	EMPLOYEE	—	{"filing_id": "2018949", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
Zappa, Marcia, Ann	MEMBER/DIRECTOR OF BUSINESS DEVELOPMENT AND MARKETING	EMPLOYEE	—	{"filing_id": "2018949", "owner_id": "6565325", "source": "adv_part1", "table": "Schedule_A_B"}
ZAVIE, LLC	MEMBER	EMPLOYEE	—	{"filing_id": "2018949", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:33 • csv
```
{
  "date_submitted": "09/30/2025 09:49:38 AM",
  "filing_id": "2018949",
  "reg_type": "IA"
}
```