MAI CAPITAL MANAGEMENT, LLC · Tank Allocator Loader

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MAI CAPITAL MANAGEMENT, LLC

UUID1610226d-17a1-562d-b188-40ed47c6b98d

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:49

Updated2025-10-23 02:24:33

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	109807	109807	—	1.0
cik	0001040197	1040197	—	—
lei	5493000NYSOXWHW8FS09	5493000NYSOXWHW8FS09	—	—
sec_file_number	801-58104	801-58104	—	—

Profile

Websitehttps://www.youtube.com/@maicapital

HQ CityCLEVELAND

HQ StateOH

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

ADV Metrics

Assets & Accounts

RAUM (total)29,630,499,856.0
RAUM (discretionary)27,489,367,608.0
Actionable assets25,961,293,101.0
Accounts40,758.0

Institutional Clients

Government AUM406,558.0
Pension AUM488,035,293.0
Charitable AUM246,307,275.0
HNW AUM23,249,470,460.0

As of 2025-07-02 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
BUONCORE, RICHARD, JAMES	EXECUTIVE CHAIRMAN	OFFICER	—	{"filing_id": "2013925", "owner_id": "1652210", "source": "adv_part1", "table": "Schedule_A_B"}
DROCKTON, LESLIE	GENERAL COUNSEL	OFFICER	—	{"filing_id": "2013925", "owner_id": "7986283", "source": "adv_part1", "table": "Schedule_A_B"}
GALWAY SERIES 2 AGGREGATOR LP	MEMBER	OFFICER	—	{"filing_id": "2013925", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
HAPPE, MARK, JONATHAN	CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2013925", "owner_id": "2791955", "source": "adv_part1", "table": "Schedule_A_B"}
KACIC, JAMES, D.	MANAGING PARTNER AND CHIEF OPERATING OFFICER	OFFICER	—	{"filing_id": "2013925", "owner_id": "4359063", "source": "adv_part1", "table": "Schedule_A_B"}
MAI CAPITAL MANAGEMENT HOLDINGS LLC	MEMBER	OFFICER	—	{"filing_id": "2013925", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
MAI CAPITAL MANAGEMENT INTERMEDIATE LLC	MEMBER	OFFICER	—	{"filing_id": "2013925", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
MAI CAPITAL MANAGEMENT INVESTOR LLC	MEMBER	OFFICER	—	{"filing_id": "2013925", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
MAI FINANCE HOLDINGS LLC	MEMBER	OFFICER	—	{"filing_id": "2013925", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
MAI GALWAY HOLDINGS LP	MEMBER	OFFICER	—	{"filing_id": "2013925", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
MAI INTERMEDIATE FINANCE HOLDINGS LLC	MEMBER	OFFICER	—	{"filing_id": "2013925", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
MCLEAN, JOSEPH, R.	MANAGING PARTNER	OFFICER	—	{"filing_id": "2013925", "owner_id": "4277524", "source": "adv_part1", "table": "Schedule_A_B"}
NOFTSINGER, PHILIP	CHIEF FINANCIAL OFFICER	OFFICER	—	{"filing_id": "2013925", "owner_id": "7989264", "source": "adv_part1", "table": "Schedule_A_B"}
NYE, KURT, DAVID	MANAGING PARTNER & CHIEF INVESTMENT OFFICER	OFFICER	—	{"filing_id": "2013925", "owner_id": "6227525", "source": "adv_part1", "table": "Schedule_A_B"}
ZALLER, JOHN, DANIEL	MANAGING PARTNER	OFFICER	—	{"filing_id": "2013925", "owner_id": "5411819", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:33 • csv
```
{
  "date_submitted": "09/15/2025 12:00:07 PM",
  "filing_id": "2013925",
  "reg_type": "IA"
}
```