HILLTOP SECURITIES ASSET MANAGEMENT, LLC

UUID0af7ad1d-1645-575b-91cd-1bf66dd0b98b

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:49

Updated2025-10-23 02:23:49

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	110760	110760	—	1.0
sec_file_number	801-40189	801-40189	—	—

HQ CityDALLAS

HQ StateTX

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

As of 2025-03-24 00:00:00 • Source ia09022025.xlsx

Name	Title	Role	Email	Evidence
No people recorded.

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

No evidence recorded for this organization yet.