CREATIVE PLANNING, LLC

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	105348	105348	—	1.0
cik	0001540235	1540235	—	—
lei	254900A9E6SC2CI8V842	254900A9E6SC2CI8V842	—	—
sec_file_number	801-18564	801-18564	—	—

Profile

Websitehttps://petermallouk.com/

HQ CityOVERLAND PARK

HQ StateKS

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

CREATIVE PLANNING adv_part1

ADV Metrics

Assets & Accounts

RAUM (total)217,399,324,981.0
RAUM (discretionary)214,615,513,984.0
Actionable assets199,921,053,736.0
Accounts269,686.0

Institutional Clients

Government AUM2,101,545,787.0
Pension AUM71,421,339,569.0
Charitable AUM2,604,803,178.0
HNW AUM118,274,405,765.0

As of 2025-05-22 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
Battmer, James, Lewis	CHIEF INVESTMENT OFFICER	OFFICER	—	{"filing_id": "2014236", "owner_id": "4791494", "source": "adv_part1", "table": "Schedule_A_B"}
CPI HOLDCO A, LLC	SOLE MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
CPI HOLDCO B, LLC	SOLE MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
CREATIVE PLANNING (CPI) HOLDCO, INC.	MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
CREATIVE PLANNING HOLDCO, LLC	SOLE MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
CREATIVE PLANNING TRUST COMPANY, LLC	TRUSTEE	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
KAYE, DAVID, JOHN	CHIEF FINANCIAL OFFICER	OFFICER	—	{"filing_id": "2014236", "owner_id": "5903932", "source": "adv_part1", "table": "Schedule_A_B"}
KNAPP, JONATHAN, MICHAEL	CHIEF OPERATIONS OFFICER	OFFICER	—	{"filing_id": "2014236", "owner_id": "6364440", "source": "adv_part1", "table": "Schedule_A_B"}
MALLOUK, PETER, ALEX	TRUSTEE	OFFICER	—	{"filing_id": "2014236", "owner_id": "4508063", "source": "adv_part1", "table": "Schedule_A_B"}
MJG IRREVOCABLE CP TRUST DATED 01/01/2014	STOCKHOLDER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
PETER MALLOUK TRUST DATED 7/17/2002	STOCKHOLDER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
Poola, Ramesh, Babu	CO-CHIEF INVESTMENT OFFICER	OFFICER	—	{"filing_id": "2014236", "owner_id": "7716793", "source": "adv_part1", "table": "Schedule_A_B"}
RICHARDSON, LEE	CHIEF RISK AND CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2014236", "owner_id": "7288516", "source": "adv_part1", "table": "Schedule_A_B"}
ROTHOVE, MOLLY, MARIE	VICE PRESIDENT	OFFICER	—	{"filing_id": "2014236", "owner_id": "4619369", "source": "adv_part1", "table": "Schedule_A_B"}
SCRUGGS, CHATTEN, WALKER	CHIEF TECHNOLOGY OFFICER	OFFICER	—	{"filing_id": "2014236", "owner_id": "2739132", "source": "adv_part1", "table": "Schedule_A_B"}
TPG CARDIFF INVESTMENT HOLDINGS I, L.P.	SOLE MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TPG INC.	CONTROLLING MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TPG IX CARDIFF BDH, L.P.	SOLE MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TPG IX CARDIFF BL, LLC	MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TPG IX CARDIFF CI BL, LLC	MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TPG IX CARDIFF CI II, L.P.	SOLE MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TPG IX CARDIFF DEBT HOLDCO I, LLC	MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TPG IX CARDIFF HOLDINGS I, L.P.	MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TPG IX FINCO I, L.P.	MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TPG IX FINCO II, L.P.	MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TPG PARTNERS IX, L.P.	SOLE MEMBER	OFFICER	—	{"filing_id": "2014236", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:32 • csv
```
{
  "date_submitted": "09/04/2025 12:09:05 PM",
  "filing_id": "2014236",
  "reg_type": "IA"
}
```

Available Loaders

SEC Form ADV (XLSX Metrics)

SEC Form ADV Part 1 (Bulk)

Identifiers

Profile

ADV Metrics

Assets & Accounts

Institutional Clients

People

Outbound Affiliations

Inbound Affiliations

Evidence

adv_part1